DFX Intelligence
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Registered advisor
C•••• S• H•••••
Feed of 09/14/2026
Also filed as C•••• S• P••••••••• H••• P••••••••• S• H••••••••• S• P••••••••• S• H••••••••• S•• H•••••
At current firm
4 y
since Jan 4, 2022
In the industry
25 y
since Apr 1, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 4, 2022 · Lakeland, Fl
- A•••• • C•••••• O• F••••••• L•• formerNov 27, 2019 to Mar 1, 2022 · Lakeland, Fl
- A•••• • C•••••• O• F••••••• L•• formerFeb 22, 2010 to Nov 22, 2019 · Lakeland, Fl
Moves
a registration end followed by a registration begin elsewhere
- A•••• • C•••••• O• F••••••• L•• to L•• F•••••••• L••left Mar 1, 2022, registered Jan 4, 2022 (-56 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address