RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• W•••••• Z•••
- V••••• W••••• M••••••••• L•• state registered currentsince Jan 10, 2020 · Yardley, Pa
- N•• C•••••• F•••••••• G••••• L•• formerApr 12, 2005 to Jan 3, 2020 · Princeton, Nj
- O•••• W•••••• I••• BD affiliatedMar 15, 2005 to Apr 12, 2005 · Princeton, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 1, 2004 to Sep 8, 2004 · Princeton, Nj
- N•• C•••••• F•••••••• G••••• L•• to V••••• W••••• M••••••••• L••left Jan 3, 2020, registered Jan 10, 2020 (7 days) · RIA to a state-registered adviser
- O•••• W•••••• I••• to N•• C•••••• F•••••••• G••••• L••left Apr 12, 2005, registered Apr 12, 2005 (0 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• W•••••• I•••left Sep 8, 2004, registered Mar 15, 2005 (188 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address