DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Roger Dale Brunk
Feed of 09/14/2026
Also filed as Roger Dale Brunk
At current firm
1 y
since Sep 5, 2025
In the industry
25 y
since Aug 10, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Sep 5, 2025 · Russellville, Ar
- Avantax Advisory Services formerOct 25, 2019 to Sep 5, 2025 · Dallas, Tx
- Beall Barclay Advisors, LLC unclassifiedApr 25, 2008 to Oct 27, 2008 · Fort Smith, Az
- 1st Global Advisors Inc formerNov 18, 2002 to Oct 25, 2019 · Fort Smith, Ar
- Morgan Stanley Dw Inc. unclassifiedFeb 7, 2002 to Nov 20, 2002 · Little Rock, Ar
Moves
a registration end followed by a registration begin elsewhere
- Avantax Advisory Services to Cetera Investment Advisers LLCleft Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- 1st Global Advisors Inc to Beall Barclay Advisors, LLCleft Oct 25, 2019, registered Apr 25, 2008 (-4200 days) · Other · moved with a team
- Beall Barclay Advisors, LLC to Avantax Advisory Servicesleft Oct 27, 2008, registered Oct 25, 2019 (4015 days) · Other
- Morgan Stanley Dw Inc. to 1st Global Advisors Incleft Nov 20, 2002, registered Nov 18, 2002 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address