RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• F••••••• A•••••
- O•••• W•••••• I••• BD affiliated currentsince Jul 13, 2026 · San Diego, Ca
- G••• L••• A•••••••• L•• independent RIAJun 10, 2016 to Jul 17, 2026 · San Diego, Ca
- F•••• A••••• A••••••• S•••••••• I••• formerJul 2, 2012 to Jun 15, 2016 · Chesterfield, Mo
- F•••• A••••• S••••••••• I••• formerAug 3, 2011 to Jul 2, 2012 · San Diego, Ca
- L•••• C•••••• G•••• formerApr 15, 2010 to Jul 28, 2011 · San Diego, Ca
- R•••••• J• L•••• C••••••••• I••• unclassifiedAug 20, 2007 to Nov 10, 2010 · San Diego, Ca
- S••••••••• A•••••• A•••••••• I••• formerJul 13, 2007 to Aug 21, 2007 · San Diego, Ca
- B••••••••• S••••••••• C••••••••• unclassifiedSep 9, 2003 to Jul 12, 2007 · San Diego, Ca
- G••• L••• A•••••••• L•• to O•••• W•••••• I•••left Jul 17, 2026, registered Jul 13, 2026 (-4 days) · RIA to affiliated broker-dealer or bank · moved with a team
- F•••• A••••• A••••••• S•••••••• I••• to G••• L••• A•••••••• L••left Jun 15, 2016, registered Jun 10, 2016 (-5 days) · Other
- F•••• A••••• S••••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••left Jul 2, 2012, registered Jul 2, 2012 (0 days) · corporate re-registration, not a move
- L•••• C•••••• G•••• to F•••• A••••• S••••••••• I•••left Jul 28, 2011, registered Aug 3, 2011 (6 days) · Other
- R•••••• J• L•••• C••••••••• I••• to L•••• C•••••• G••••left Nov 10, 2010, registered Apr 15, 2010 (-209 days) · Other
- S••••••••• A•••••• A•••••••• I••• to R•••••• J• L•••• C••••••••• I•••left Aug 21, 2007, registered Aug 20, 2007 (-1 days) · Other
- B••••••••• S••••••••• C••••••••• to S••••••••• A•••••• A•••••••• I•••left Jul 12, 2007, registered Jul 13, 2007 (1 days) · Other
- A•••••• F••••••• A••••• left G••• L••• A•••••••• L•• for O•••• W•••••• I••• (registered 2026-07-13)Jul 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address