RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• C• J•••••
- T•• J••••• F•••••••• G•••• state registered currentsince Dec 2, 2013 · Montgomery, Tx
- D••• H••• A•••••••• I••• independent RIASep 1, 2004 to May 23, 2006 · The Woodlands, Tx
- W••• S••••• F•••••••• G••••• I•• formerOct 8, 2002 to Aug 31, 2004 · The Woodlands , Tx
- E•••••••• A•••••••• L•• national BDJun 13, 2001 to Oct 24, 2002 · The Woodlands, Tx
- D••• H••• A•••••••• I••• to T•• J••••• F•••••••• G••••left May 23, 2006, registered Dec 2, 2013 (2750 days) · RIA to a state-registered adviser
- W••• S••••• F•••••••• G••••• I•• to D••• H••• A•••••••• I•••left Aug 31, 2004, registered Sep 1, 2004 (1 days) · Other
- E•••••••• A•••••••• L•• to W••• S••••• F•••••••• G••••• I••left Oct 24, 2002, registered Oct 8, 2002 (-16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address