DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L••••••• J•••• R•••••

C••••• I••••••••• A••••••• L••BD affiliatedSuwanee, Gadual registrantIAPD 4401905

Certified Financial Planner

Feed of 09/14/2026

Also filed as Larry R•••••

At current firm

1 y

since Dec 5, 2024

In the industry

13 y

since Apr 16, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Dec 5, 2024 · Suwanee, Ga
L•• F•••••••• L•• BD affiliated
Feb 14, 2018 to Dec 18, 2024 · Suwanee, Ga
I••••• F•••••••• C••••••••• former
Jul 21, 2017 to Feb 14, 2018 · Buford, Ga
E•• F•••••••• A••••••• independent RIA
Apr 19, 2017 to Jun 1, 2017 · L•••••••Ville, Ga
S••••••• I••••••••• I••• former
May 13, 2016 to Dec 31, 2016 · N Chesterfield, Va
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Jun 24, 2013 to May 13, 2016 · St. Petersburg, Fl

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••
left Dec 18, 2024, registered Dec 5, 2024 (-13 days) · Affiliated broker-dealer or bank to another · moved with a team
I••••• F•••••••• C••••••••• to L•• F•••••••• L••
left Feb 14, 2018, registered Feb 14, 2018 (0 days) · corporate re-registration, not a move
E•• F•••••••• A••••••• to I••••• F•••••••• C•••••••••
left Jun 1, 2017, registered Jul 21, 2017 (50 days) · Other
S••••••• I••••••••• I••• to E•• F•••••••• A•••••••
left Dec 31, 2016, registered Apr 19, 2017 (109 days) · Other
T••••••••• F•••••••• A•••••••• L•• to S••••••• I••••••••• I•••
left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move

Signals

L••••••• J•••• R••••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2024-12-05)
Dec 18, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address