RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••• D••• F••••••
- R•• A••••••• G••••• L•• independent RIA currentsince Dec 12, 2024 · Elk Horn, Ne
- B•••••••• L•• independent RIADec 14, 2016 to Dec 4, 2020 · Omaha, Ne
- Q•••••• A•••• M••••••••• I••• formerMar 11, 2016 to Dec 19, 2016 · Omaha, Ne
- B•••••••• L•• to R•• A••••••• G••••• L••left Dec 4, 2020, registered Dec 12, 2024 (1469 days) · RIA to RIA
- Q•••••• A•••• M••••••••• I••• to B•••••••• L••left Dec 19, 2016, registered Dec 14, 2016 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address