RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• T• Y••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Jul 6, 2026 · Milwaukee, Wi
- L•• F•••••••• L•• BD affiliatedApr 10, 2017 to Jul 15, 2019 · Green Bay, Wi
- M•• I••••••••• M••••••••• C•••• formerApr 29, 2010 to Jul 7, 2011 · Milwaukee, Wi
- L•• F•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Jul 15, 2019, registered Jul 6, 2026 (2548 days) · Other
- M•• I••••••••• M••••••••• C•••• to L•• F•••••••• L••left Jul 7, 2011, registered Apr 10, 2017 (2104 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address