DFX Intelligence
RIA Intelligence
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Registered advisor
B•••• M• R••••••
Feed of 09/15/2026
Also filed as B•••• M R••••••
At current firm
4 y
since Jun 2, 2022
In the industry
25 y
since Aug 21, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G•• S••••••••• I••• BD affiliated currentsince Jun 2, 2022 · Owasso, Ok
- L••••• A•••••••• L•• formerNov 15, 2004 to Jan 2, 2013 · Catoosa, Ok
- L••••• A•••••••• L•• formerJun 9, 2003 to Aug 28, 2003 · Catoosa, Ok
- M••••• S•••••• D• I••• unclassifiedMar 19, 2002 to Jun 4, 2003 · Tulsa, Ok
Moves
a registration end followed by a registration begin elsewhere
- L••••• A•••••••• L•• to G•• S••••••••• I•••left Jan 2, 2013, registered Jun 2, 2022 (3438 days) · Other
- M••••• S•••••• D• I••• to L••••• A•••••••• L••left Jun 4, 2003, registered Jun 9, 2003 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address