RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• M•••••• F•••••
- R•••••• I••••••••• M••••••••• I••• other currentsince Jan 18, 2008 · Birmingham, Al
- A•••••• A•••• M••••••••• I••• unclassifiedOct 21, 2003 to Jan 28, 2008 · Birmingham, Al
- A•••••• I••••••••• M••••••••• C•••••• L•• unclassifiedJul 9, 2003 to Oct 21, 2003 · Birmingham, Al
- A•••••• A•••• M••••••••• I••• to R•••••• I••••••••• M••••••••• I•••left Jan 28, 2008, registered Jan 18, 2008 (-10 days) · Other
- A•••••• I••••••••• M••••••••• C•••••• L•• to A•••••• A•••• M••••••••• I•••left Oct 21, 2003, registered Oct 21, 2003 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address