RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J••• L••••••
- S••••••• F•••••••• R•••••••• independent RIA currentsince Aug 20, 2026 · Troy, Mi
- N••• F•••••••• G••••• I••• formerSep 21, 2010 to Jun 3, 2014 · Troy, Mi
- F•••• A••••• A••••••• S•••••••• I••• formerJan 3, 2007 to Apr 20, 2007 · Chesterfield, Mo
- F•• A••••••• S••••••• I•• unclassifiedJul 14, 2006 to Jan 3, 2007 · Troy, Mi
- N••• F•••••••• G••••• I••• to S••••••• F•••••••• R••••••••left Jun 3, 2014, registered Aug 20, 2026 (4461 days) · Other
- F•••• A••••• A••••••• S•••••••• I••• to N••• F•••••••• G••••• I•••left Apr 20, 2007, registered Sep 21, 2010 (1250 days) · Other
- F•• A••••••• S••••••• I•• to F•••• A••••• A••••••• S•••••••• I•••left Jan 3, 2007, registered Jan 3, 2007 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address