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Registered advisor
M•••••• J•••• G••••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
Also filed as M•••••• J•••• G••••••••
At current firm
3 y
since Oct 28, 2022
In the industry
22 y
since Sep 27, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• M••••••••• independent RIA currentsince Oct 28, 2022 · Rockford, Il
- A•••••• C•••• W••••• M••••••••• L•• unclassifiedApr 5, 2011 to Oct 10, 2022 · Vernon Hills, Il
- C•••• I••••••••• S••••••• C•••• formerSep 30, 2010 to Apr 4, 2011 · Wilmette, Il
- C•••••• S••••• • C••• I••• national BDMay 24, 2007 to Sep 28, 2010 · Northbrook, Il
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to May 17, 2007 · Riverwoods, Il
- M••••• S•••••• D• I••• unclassifiedFeb 3, 2004 to Apr 2, 2007 · Riverwoods, Il
Moves
a registration end followed by a registration begin elsewhere
- A•••••• C•••• W••••• M••••••••• L•• to S••••• W••••• M•••••••••left Oct 10, 2022, registered Oct 28, 2022 (18 days) · Other
- C•••• I••••••••• S••••••• C•••• to A•••••• C•••• W••••• M••••••••• L••left Apr 4, 2011, registered Apr 5, 2011 (1 days) · Other
- C•••••• S••••• • C••• I••• to C•••• I••••••••• S••••••• C••••left Sep 28, 2010, registered Sep 30, 2010 (2 days) · Other
- M••••• S•••••• • C•• L•• to C•••••• S••••• • C••• I•••left May 17, 2007, registered May 24, 2007 (7 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
- M•••••• J•••• G•••••••• left A•••••• C•••• W••••• M••••••••• L•• for S••••• W••••• M••••••••• (registered 2022-10-28)Oct 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address