RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• K••• B••••
- O•••• W•••••• I••• BD affiliated currentsince May 12, 2016 · Nichols Hills, Ok
- F•••• I••••••••• A••••••• S•••••••• I••• unclassifiedApr 21, 2010 to Dec 9, 2016 · Nichols Hills, Ok
- W••••• I••••••••• A•••••••• I•• formerJan 5, 2010 to Jul 8, 2013 · Edmond, Ok
- W••••• I••••••••• A•••••••• I•• formerMar 20, 2006 to Dec 31, 2009 · Edmond, Ok
- C••••• A•••••• N••••••• L•• formerApr 7, 2005 to Dec 31, 2006 · Edmond, Ok
- I••••••••• P••••••••• I••• formerAug 4, 2003 to Aug 15, 2003 · Spencer, Ok
- U•• F•••••••• S••••••• I••• wirehouseNov 16, 2001 to Jul 15, 2003 · Oklahoma City, Ok
- F•••• I••••••••• A••••••• S•••••••• I••• to O•••• W•••••• I•••left Dec 9, 2016, registered May 12, 2016 (-211 days) · Other · moved with a team
- W••••• I••••••••• A•••••••• I•• to F•••• I••••••••• A••••••• S•••••••• I•••left Jul 8, 2013, registered Apr 21, 2010 (-1174 days) · Other
- C••••• A•••••• N••••••• L•• to W••••• I••••••••• A•••••••• I••left Dec 31, 2006, registered Mar 20, 2006 (-286 days) · Other
- I••••••••• P••••••••• I••• to C••••• A•••••• N••••••• L••left Aug 15, 2003, registered Apr 7, 2005 (601 days) · Other
- U•• F•••••••• S••••••• I••• to I••••••••• P••••••••• I•••left Jul 15, 2003, registered Aug 4, 2003 (20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address