RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- Title
- Co-Founder and Partnerreportedprocyon.netfirm site, Sep 15, 2026
- Professional profile
- procyon.net/team/lou-gloriareportedprocyon.netfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- P•••••• mixed wealth currentsince Jun 14, 2017 · Shelton, Ct
- P•••••• I••••••••• P•••••••• L•• formerApr 19, 2018 to Dec 31, 2021 · Shelton, Ct
- U•• F•••••••• S••••••• I••• wirehouseApr 24, 2009 to Jun 28, 2017 · Stamford, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 11, 2005 to May 1, 2009 · Fairfield, Ct
- M••••• S•••••• D• I••• unclassifiedJan 8, 2002 to Apr 12, 2005 · New Haven, Ct
- P•••••• I••••••••• P•••••••• L•• to no registered destinationleft Dec 31, 2021 · Departure, no registered destination
- U•• F•••••••• S••••••• I••• to P••••••left Jun 28, 2017, registered Jun 14, 2017 (-14 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left May 1, 2009, registered Apr 24, 2009 (-7 days) · Wirehouse to wirehouse
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 12, 2005, registered Apr 11, 2005 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address