RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• M•••••• F••••••••
- E•••• C•••••• G••••• L•• former currentsince Sep 27, 2021 · Little Rock, Ar
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 30, 2008 to Feb 12, 2009 · Jonesboro, Ar
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 3, 2008 · Jonesboro, Ar
- M••••• S•••••• D• I••• unclassifiedSep 23, 2003 to Apr 2, 2007 · Jonesboro, Ar
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••• C•••••• G••••• L••left Feb 12, 2009, registered Sep 27, 2021 (4610 days) · Other
- M••••• S•••••• • C•• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 3, 2008, registered May 30, 2008 (-4 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address