DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jason A Lewis

Umb Financial Services, Inc.independent RIALeawood, Ksdual registrantIAPD 4423838
Feed of 09/16/2026
Also filed as Jason Allen Lewis
At current firm
0 y
since Aug 31, 2026
In the industry
25 y
since Sep 7, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
15
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
18
dated events on this person
Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
  • Jason A Lewis added a WI registration at Umb Financial Services, Inc.
    Sep 15, 2026 · New state registration · fact
  • Jason A Lewis added a AR registration at Umb Financial Services, Inc.
    Sep 14, 2026 · New state registration · fact
  • Jason A Lewis added a MI registration at Umb Financial Services, Inc.
    Sep 14, 2026 · New state registration · fact
  • Jason A Lewis added a PA registration at Umb Financial Services, Inc.
    Sep 11, 2026 · New state registration · fact
  • Jason A Lewis added a IA registration at Umb Financial Services, Inc.
    Sep 11, 2026 · New state registration · fact
  • Jason A Lewis added a FL registration at Umb Financial Services, Inc.
    Sep 11, 2026 · New state registration · fact
  • Jason A Lewis added a IL registration at Umb Financial Services, Inc.
    Sep 11, 2026 · New state registration · fact
  • Jason A Lewis added a CA registration at Umb Financial Services, Inc.
    Sep 11, 2026 · New state registration · fact
  • Jason A Lewis added a MD registration at Umb Financial Services, Inc.
    Sep 10, 2026 · New state registration · fact
  • Jason A Lewis added a CO registration at Umb Financial Services, Inc.
    Sep 10, 2026 · New state registration · fact
  • Jason A Lewis added a OK registration at Umb Financial Services, Inc.
    Sep 10, 2026 · New state registration · fact
  • Jason A Lewis added a TX registration at Umb Financial Services, Inc.
    Sep 10, 2026 · New state registration · fact
  • Jason A Lewis added a WA registration at Umb Financial Services, Inc.
    Sep 10, 2026 · New state registration · fact
  • Jason A Lewis added a MO registration at Umb Financial Services, Inc.
    Aug 31, 2026 · New state registration · fact
  • Jason A Lewis added a KS registration at Umb Financial Services, Inc.
    Aug 31, 2026 · New state registration · fact
  • Jason A Lewis left Rsg Investments Llc for Umb Financial Services, Inc. (registered 2026-08-31)
    Jun 18, 2026 · Advisor changed firm · fact
  • Jason A Lewis left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Rsg Investments Llc (registered 2025-01-29)
    Feb 4, 2025 · Advisor changed firm · fact
  • Jason A Lewis left Charles Schwab & Co., Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-03-19)
    Jan 10, 2024 · Advisor changed firm · fact
Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Independent wealth managerderived
Years in industry
25derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address