DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••• D•• P•••••

C••••• I••••••••• A••••••• L••BD affiliatedKansas City, Modual registrantIAPD 4423917

Feed of 09/14/2026

Also filed as P•••• Dee Luth

At current firm

2 y

since Mar 21, 2024

In the industry

25 y

since Jan 1, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Mar 21, 2024 · Kansas City, Mo
N•••••• F•••••••• G••••• I••• independent RIA
Mar 8, 2021 to Jul 17, 2023 · Kansas City, Mo
V•• A••••••• S••••••• former
Sep 2, 2016 to Nov 2, 2016 · Overland Park, Ks
S••••• F•••••••• G•••• I•• former
Sep 1, 2016 to Mar 11, 2021 · Kansas City, Mo
V•• A••••••• S••••••• former
May 1, 2009 to Sep 1, 2016 · Overland Park, Ks
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 1, 2001 to May 5, 2009 · Kansas City, Mo

Moves

a registration end followed by a registration begin elsewhere

N•••••• F•••••••• G••••• I••• to C••••• I••••••••• A••••••• L••
left Jul 17, 2023, registered Mar 21, 2024 (248 days) · RIA to affiliated broker-dealer or bank
S••••• F•••••••• G•••• I•• to V•• A••••••• S•••••••
left Mar 11, 2021, registered Sep 2, 2016 (-1651 days) · Other
V•• A••••••• S••••••• to N•••••• F•••••••• G••••• I•••
left Nov 2, 2016, registered Mar 8, 2021 (1587 days) · Other
V•• A••••••• S••••••• to S••••• F•••••••• G•••• I••
left Sep 1, 2016, registered Sep 1, 2016 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V•• A••••••• S•••••••
left May 5, 2009, registered May 1, 2009 (-4 days) · Other

Signals

P•••• D•• P••••• left N•••••• F•••••••• G••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2024-03-21)
Jul 17, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address