DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T•••• T•• T•••••••• N•••••
Chartered Financial Analyst
Feed of 09/15/2026
Also filed as T•••• C•••••• N••••••••• T•• N•••••
At current firm
19 y
since Sep 26, 2006
In the industry
25 y
since Aug 4, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N•••••••• B••••• B• L•• no RAUM currentsince Sep 26, 2006 · New York, Ny
- L••••• B••••••• I••• unclassifiedAug 30, 2006 to Sep 27, 2006 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- L••••• B••••••• I••• to N•••••••• B••••• B• L••left Sep 27, 2006, registered Sep 26, 2006 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address