RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• T••••• F•••••
- F•••••••• P•••••••• L•• institutional currentsince Oct 17, 2025 · Lake Bluff, Il
- L••••••• F••••• O••••• independent RIAApr 5, 2023 to Oct 21, 2025 · Lake Forrest, Il
- P••••• F•••••••• S•••••••• L•• formerMar 29, 2022 to Apr 25, 2023 · Westport, Ct
- I•••••••• F•• W••••• A•••••••• I••• formerNov 30, 2012 to Dec 31, 2013 · Chicago, Il
- M••••• C•••••• M••••••••• L•• unclassifiedMay 29, 2009 to Dec 31, 2010 · Dallas, Tx
- L••••••• F••••• O••••• to F•••••••• P•••••••• L••left Oct 21, 2025, registered Oct 17, 2025 (-4 days) · Other
- P••••• F•••••••• S•••••••• L•• to L••••••• F••••• O•••••left Apr 25, 2023, registered Apr 5, 2023 (-20 days) · RIA to a newly registered adviser · moved with a team
- I•••••••• F•• W••••• A•••••••• I••• to P••••• F•••••••• S•••••••• L••left Dec 31, 2013, registered Mar 29, 2022 (3010 days) · Other
- M••••• C•••••• M••••••••• L•• to I•••••••• F•• W••••• A•••••••• I•••left Dec 31, 2010, registered Nov 30, 2012 (700 days) · Other
- J••••• T••••• F••••• left L••••••• F••••• O••••• for F•••••••• P•••••••• L•• (registered 2025-10-17)Oct 21, 2025 · Advisor changed firm · fact
- J••••• T••••• F••••• left P••••• F•••••••• S•••••••• L•• for L••••••• F••••• O••••• (registered 2023-04-05)Apr 25, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address