RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• E••••• W•••
- F••••• • W•••• I••• mixed wealth currentsince Nov 15, 2018 · Lake Oswego, Or
- P•••••• W••• F•••••••• C••••••••• I•• formerOct 9, 2006 to Nov 20, 2008 · Portland, Or
- L•• F•••••••• L•• BD affiliatedJun 4, 2004 to Oct 6, 2006 · Bend, Or
- W• G••••••• S••••••••• I••• unclassifiedMay 2, 2003 to Jun 15, 2004 · Portland, Or
- P•••••• W••• F•••••••• C••••••••• I•• to F••••• • W•••• I•••left Nov 20, 2008, registered Nov 15, 2018 (3647 days) · Other
- L•• F•••••••• L•• to P•••••• W••• F•••••••• C••••••••• I••left Oct 6, 2006, registered Oct 9, 2006 (3 days) · Other
- W• G••••••• S••••••••• I••• to L•• F•••••••• L••left Jun 15, 2004, registered Jun 4, 2004 (-11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address