DFX Intelligence
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Registered advisor
H••••• W••••• G••••••
Feed of 09/15/2026
Also filed as H••••• W••••• G••••••
At current firm
17 y
since May 8, 2009
In the industry
24 y
since Oct 18, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince May 8, 2009 · Atlanta, Ga
- C••••• S••••• S••••••••• •••• L•• formerMar 9, 2004 to Jun 9, 2009 · Atlanta, Ga
- M••••• S•••••• • C•• L•• unclassifiedJan 30, 2003 to Feb 26, 2004 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- C••••• S••••• S••••••••• •••• L•• to U•• F•••••••• S••••••• I•••left Jun 9, 2009, registered May 8, 2009 (-32 days) · Other
- M••••• S•••••• • C•• L•• to C••••• S••••• S••••••••• •••• L••left Feb 26, 2004, registered Mar 9, 2004 (12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address