RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• F•••••• H•••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Dec 8, 2020 · Washington, Dc
- M••••• S•••••• D• I••• unclassifiedDec 3, 2002 to Dec 3, 2004 · Washington, Dc
- M••••• S•••••• • C•• L•• unclassifiedNov 20, 2001 to Dec 2, 2002 · Washington, Dc
- M••••• S•••••• D• I••• to U•• F•••••••• S••••••• I•••left Dec 3, 2004, registered Dec 8, 2020 (5849 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S•••••• D• I•••left Dec 2, 2002, registered Dec 3, 2002 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address