DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kelly Johnson
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Kelly Johnson
At current firm
5 y
since Jan 15, 2021
In the industry
24 y
since Dec 4, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab Investment Management, Inc other currentsince Jan 15, 2021 · San Francisco, Ca
- Charles Schwab Investment Advisory, Inc formerFeb 16, 2018 to Jan 15, 2021 · Newport Beach, Ca
- Thomaspartners, Inc. formerJun 15, 2017 to Mar 30, 2018 · Newport Beach, Ca
- Windhaven Investment Management, Inc. formerJun 15, 2017 to Mar 30, 2018 · Newport Beach, Ca
- Charles Schwab & Co., Inc. national BDMar 24, 2016 to Jun 8, 2017 · Newport Beach, Ca
- RBC Rochdale, LLC BD affiliatedFeb 5, 2015 to Jan 8, 2016 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- Charles Schwab Investment Advisory, Inc to Charles Schwab Investment Management, Incleft Jan 15, 2021, registered Jan 15, 2021 (0 days) · channel change inside one enterprise, not a move
- Thomaspartners, Inc. to Windhaven Investment Management, Inc.left Mar 30, 2018, registered Jun 15, 2017 (-288 days) · channel change inside one enterprise, not a move · moved with a team
- Windhaven Investment Management, Inc. to Charles Schwab Investment Advisory, Incleft Mar 30, 2018, registered Feb 16, 2018 (-42 days) · channel change inside one enterprise, not a move · moved with a team
- Charles Schwab & Co., Inc. to Thomaspartners, Inc.left Jun 8, 2017, registered Jun 15, 2017 (7 days) · channel change inside one enterprise, not a move
- RBC Rochdale, LLC to Charles Schwab & Co., Inc.left Jan 8, 2016, registered Mar 24, 2016 (76 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address