DFX Intelligence
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Registered advisor
M•••••• W•••••• S••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M•••••• W•••••• S••••••••• W• S••
At current firm
4 y
since Oct 22, 2021
In the industry
24 y
since Nov 27, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Oct 22, 2021 · Troy, Mi
- W•••• F•••• A••••••• wirehouseDec 3, 2010 to Oct 29, 2021 · Troy, Mi
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Dec 6, 2010 · Farmington Hills, Mi
- N•••••• I••••••••• I••• unclassifiedOct 3, 2006 to Nov 13, 2009 · Farmington Hills, Mi
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Oct 29, 2021, registered Oct 22, 2021 (-7 days) · Wirehouse to wirehouse · moved with a team
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left Dec 6, 2010, registered Dec 3, 2010 (-3 days) · Other
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address