RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• W•••• B•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Dec 15, 2025 · Rice Lake, Wi
- W••••• M••••••••• G••••• L•• formerJul 23, 2019 to Dec 22, 2021 · Cumberland, Wi
- W••••• M••••••••• G••••• L•• formerJan 9, 2015 to Dec 31, 2018 · Cumberland, Wi
- L•• F•••••••• L•• BD affiliatedMay 30, 2014 to Dec 18, 2025 · Rice Lake, Wi
- B•• I••••••••• A•••••••• I••• state registeredApr 6, 2004 to Jul 10, 2014 · Wayzata, Mn
- L•• F•••••••• L•• to W••••• M••••••••• G••••• L••left Dec 18, 2025, registered Jan 9, 2015 (-3996 days) · Other · moved with a team
- W••••• M••••••••• G••••• L•• to C••••• I••••••••• A••••••• L••left Dec 22, 2021, registered Dec 15, 2025 (1454 days) · Other · moved with a team
- B•• I••••••••• A•••••••• I••• to L•• F•••••••• L••left Jul 10, 2014, registered May 30, 2014 (-41 days) · Other
- S•••••• W•••• B••••• left L•• F•••••••• L•• for W••••• M••••••••• G••••• L•• (registered 2015-01-09)Dec 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address