J••• M• F•••••

• L•• F•••••••• L•• BD affiliated current
  since Dec 10, 2020 · Deerfield, Il
• K••••• A••••••• S•••••••• L•• BD affiliated
  Apr 18, 2016 to Dec 18, 2020 · Bannockburn, Il
• N•• A•••••• S•••••••• L•• former
  Apr 18, 2006 to Sep 22, 2016 · Highland Park, Il
• N•••••••• C••••••• I••• unclassified
  Oct 14, 2004 to Dec 31, 2004 · Northbrook, Il
• N•••••••• C••••••• I••• unclassified
  Oct 14, 2004 to Oct 6, 2005
• N•••••••• C••••••• I••• unclassified
  Jul 24, 2001 to Dec 2, 2003 · Northbrook, Il

• K••••• A••••••• S•••••••• L•• to L•• F•••••••• L••
  left Dec 18, 2020, registered Dec 10, 2020 (-8 days) · Affiliated broker-dealer or bank to another
• N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••
  left Sep 22, 2016, registered Apr 18, 2016 (-157 days) · corporate re-registration, not a move
• N•••••••• C••••••• I••• to N•• A•••••• S•••••••• L••
  left Oct 6, 2005, registered Apr 18, 2006 (194 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address