RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• W•••••• C•••
- L•• F•••••••• L•• BD affiliated currentsince Apr 6, 2021 · Lebanon, Pa
- S••••••••• A•••••• A•••••••• I••• formerNov 10, 2016 to May 5, 2021 · Lebanon, Pa
- A•••••• A••••••• S••••••• formerDec 10, 2015 to Nov 18, 2016 · Mt. Gretna, Pa
- C•••••• G•••• • C• I•• formerSep 10, 2010 to Dec 24, 2015 · Mt. Gretna, Pa
- S••••• A••• A•••• M••••••••• I••• formerJun 25, 2008 to Sep 17, 2010 · Birmingham, Al
- F•••••• B•••• W••••• L•• unclassifiedFeb 26, 2007 to Jul 1, 2008 · Lemoyne, Pa
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left May 5, 2021, registered Apr 6, 2021 (-29 days) · Affiliated broker-dealer or bank to another
- A•••••• A••••••• S••••••• to S••••••••• A•••••• A•••••••• I•••left Nov 18, 2016, registered Nov 10, 2016 (-8 days) · Other
- C•••••• G•••• • C• I•• to A•••••• A••••••• S•••••••left Dec 24, 2015, registered Dec 10, 2015 (-14 days) · Other
- S••••• A••• A•••• M••••••••• I••• to C•••••• G•••• • C• I••left Sep 17, 2010, registered Sep 10, 2010 (-7 days) · Other
- F•••••• B•••• W••••• L•• to S••••• A••• A•••• M••••••••• I•••left Jul 1, 2008, registered Jun 25, 2008 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address