RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- B•••• C•••••• L•• state registered currentsince Mar 26, 2015 · Boston, Ma
- W••••••• E•••• • C••••••• I••• formerFeb 8, 2013 to Dec 19, 2014 · Boston, Ma
- R•••••• J•••• • A••••••••• I••• national BDAug 22, 2007 to Apr 2, 2009 · Wellesley, Ma
- L•• F•••••••• L•• BD affiliatedMar 2, 2006 to Jul 17, 2006 · Boston, Ma
- W••••••• E•••• • C••••••• I••• to B•••• C•••••• L••left Dec 19, 2014, registered Mar 26, 2015 (97 days) · Other
- R•••••• J•••• • A••••••••• I••• to W••••••• E•••• • C••••••• I•••left Apr 2, 2009, registered Feb 8, 2013 (1408 days) · Other
- L•• F•••••••• L•• to R•••••• J•••• • A••••••••• I•••left Jul 17, 2006, registered Aug 22, 2007 (401 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address