RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• W•••••• M••••••••
- G• A• R••••• • C•••••• BD affiliated currentsince Nov 1, 2017 · Apollo Beach, Fl
- I•••••••• I••••••••• I••• formerJun 15, 2006 to Nov 1, 2017 · Colorado Springs, Co
- F•••• C•••••• F•••••••• P•••••••• I••• formerSep 2, 2005 to Jun 20, 2006 · 65189 Wiesbaden
- F•••• C•••••• B••• unclassifiedJan 4, 2005 to Sep 2, 2005 · Fort Worth, Tx
- I•••••••• I••••••••• I••• to G• A• R••••• • C••••••left Nov 1, 2017, registered Nov 1, 2017 (0 days) · Other
- F•••• C•••••• F•••••••• P•••••••• I••• to I•••••••• I••••••••• I•••left Jun 20, 2006, registered Jun 15, 2006 (-5 days) · Other
- F•••• C•••••• B••• to F•••• C•••••• F•••••••• P•••••••• I•••left Sep 2, 2005, registered Sep 2, 2005 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address