DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••• G• H••••••••
Feed of 09/14/2026
At current firm
3 y
since Nov 21, 2022
In the industry
24 y
since Oct 11, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 21, 2022 · Louisville, Ky
- S••••••••• A•••••• A•••••••• I••• formerJul 12, 2005 to Nov 28, 2022 · Louisville, Ky
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Nov 28, 2022, registered Nov 21, 2022 (-7 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Signals
- J•••• G• H•••••••• left S••••••••• A•••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2022-11-21)Nov 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address