RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• A•••••• T•••••
- M•••••• W•••••• L•• independent RIA currentsince May 30, 2019 · North Bay Village, Fl
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedFeb 23, 2015 to Dec 31, 2019 · Miami, Fl
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedMar 11, 2014 to Mar 2, 2015 · Biscayne Park, Fl
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedFeb 10, 2006 to Dec 11, 2008 · Plantation, Fl
- C•••••••• I••••••••• R••••••• A•••••••• I••• to M•••••• W•••••• L••left Dec 31, 2019, registered May 30, 2019 (-215 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- T••••••••• F•••••••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 2, 2015, registered Feb 23, 2015 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address