DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ezra Corbin Amiss
Certified Financial Planner
Feed of 09/14/2026
Also filed as Ezra C Amiss
At current firm
10 y
since Jun 30, 2016
In the industry
24 y
since Nov 5, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Jun 30, 2016 · Roanoke, Va
- Suntrust Investment Services, Inc. formerNov 21, 2013 to Jul 7, 2016 · Roanoke, Va
- LPL Financial LLC BD affiliatedOct 1, 2009 to Dec 2, 2013 · Roanoke, Va
- Equitable Advisors, LLC national BDJan 11, 2002 to Oct 8, 2009 · Roanoke, Va
Moves
a registration end followed by a registration begin elsewhere
- Suntrust Investment Services, Inc. to Ameriprise Financial Services, LLCleft Jul 7, 2016, registered Jun 30, 2016 (-7 days) · Other
- LPL Financial LLC to Suntrust Investment Services, Inc.left Dec 2, 2013, registered Nov 21, 2013 (-11 days) · Other
- Equitable Advisors, LLC to LPL Financial LLCleft Oct 8, 2009, registered Oct 1, 2009 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address