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RIA Intelligence
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Registered advisor
S••••• L•••• C••••
Feed of 09/14/2026
Also filed as S••••• L•••• C••••
At current firm
0 y
since Oct 9, 2025
In the industry
23 y
since Jan 4, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S• C•••••• M••••••••• L•• state registered currentsince Oct 9, 2025 · Hallandale, Fl
- C•••• A••••••• L•• unclassifiedJan 4, 2003 to Nov 17, 2006 · Arlington, Va
Moves
a registration end followed by a registration begin elsewhere
- C•••• A••••••• L•• to S• C•••••• M••••••••• L••left Nov 17, 2006, registered Oct 9, 2025 (6901 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address