DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• W•••••• P••••••••

O•••• I••••••••• I•••BD affiliatedNampa, Iddual registrantIAPD 4456227

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

At current firm

3 y

since Jun 28, 2023

In the industry

24 y

since Nov 14, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• I••••••••• I••• BD affiliated current
since Jun 28, 2023 · Nampa, Id
C••• B•••••••• S•••••••• I••• former
Dec 13, 2012 to Feb 3, 2022 · Costa Mesa, Ca
L•• F•••••••• L•• BD affiliated
Jan 6, 2012 to Nov 29, 2012 · Huntington Beach, Ca
C••• B•••••••• S•••••••• I••• former
Nov 5, 2007 to Dec 31, 2011 · Huntington Beach, Ca

Moves

a registration end followed by a registration begin elsewhere

C••• B•••••••• S•••••••• I••• to O•••• I••••••••• I•••
left Feb 3, 2022, registered Jun 28, 2023 (510 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to C••• B•••••••• S•••••••• I•••
left Nov 29, 2012, registered Dec 13, 2012 (14 days) · Other
C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
left Dec 31, 2011, registered Jan 6, 2012 (6 days) · Other

Signals

J•••• W•••••• P•••••••• left C••• B•••••••• S•••••••• I••• for O•••• I••••••••• I••• (registered 2023-06-28)
Feb 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address