RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• C••••• W••••
- B•••••••• state registered currentsince Apr 15, 2015 · Fort Washington, Pa
- J•• A•••••••• L•• unclassifiedSep 30, 2009 to Apr 21, 2010 · Northfield, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 17, 2006 to Dec 16, 2008 · Philadelphia, Pa
- J•• A•••••••• L•• to B••••••••left Apr 21, 2010, registered Apr 15, 2015 (1820 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J•• A•••••••• L••left Dec 16, 2008, registered Sep 30, 2009 (288 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address