RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• R•••••• C••••
- S••••• W••••• M••••••••• independent RIA currentsince Dec 3, 2021 · Middleton, Wi
- F•••••••• W••••• M••••••••• L•• formerFeb 1, 2018 to Dec 9, 2021 · Middleton, Wi
- F•••••••• I••••••••• A••••••• I••••••••• formerApr 16, 2013 to Feb 21, 2018 · Middleton, Wi
- U••• B•••••• I••••••••• I••• formerNov 5, 2002 to Jun 1, 2010 · Sheboygan, Wi
- F•••••••• W••••• M••••••••• L•• to S••••• W••••• M•••••••••left Dec 9, 2021, registered Dec 3, 2021 (-6 days) · RIA to RIA · moved with a team
- F•••••••• I••••••••• A••••••• I••••••••• to F•••••••• W••••• M••••••••• L••left Feb 21, 2018, registered Feb 1, 2018 (-20 days) · Other · moved with a team
- U••• B•••••• I••••••••• I••• to F•••••••• I••••••••• A••••••• I•••••••••left Jun 1, 2010, registered Apr 16, 2013 (1050 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address