DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• J••••• N••••••

A••••••••• F•••••••• S•••••••• L••national BDFort Dodge, Ia dual registrantIAPD 4462616

Certified Financial Planner

Feed of 09/14/2026

Also filed as John J. Nielsen

At current firm

1 y

since Nov 15, 2024

In the industry

24 y

since Nov 29, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Nov 15, 2024 · Fort Dodge, Ia
N•••••• F•••••••• M••••••••• I••• unclassified
Mar 8, 2018 to Nov 18, 2024 · Fort Dodge, Ia
B•••••••• L•• independent RIA
Jan 3, 2018 to Jun 1, 2018 · West Des Moines, Ia
B•••••••• L•• independent RIA
Mar 6, 2015 to Dec 31, 2017 · Dallas, Tx
A••••••••• F•••••••• S•••••••• L•• national BD
May 7, 2002 to Mar 16, 2015 · Webster City, Ia

Moves

a registration end followed by a registration begin elsewhere

N•••••• F•••••••• M••••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Nov 18, 2024, registered Nov 15, 2024 (-3 days) · Other
B•••••••• L•• to N•••••• F•••••••• M••••••••• I•••
left Jun 1, 2018, registered Mar 8, 2018 (-85 days) · Other
A••••••••• F•••••••• S•••••••• L•• to B•••••••• L••
left Mar 16, 2015, registered Mar 6, 2015 (-10 days) · Other

Signals

J••• J••••• N•••••• left N•••••• F•••••••• M••••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-11-15)
Nov 18, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address