RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• S•••• S•••••••••
- M•• A•••••••• L•• independent RIA currentsince Apr 23, 2026 · Lexington, Ky
- S••••••••• A•••••• A•••••••• I••• formerJun 2, 2009 to Jan 11, 2011 · West Chester, Oh
- S••••••••• A•••••• A•••••••• I••• formerDec 9, 2005 to Apr 20, 2009 · Cincinnati, Oh
- C••••• C••••••• L•• formerMar 8, 2005 to Nov 21, 2005 · Denver, Co
- C••••• C••••••• L•• formerFeb 2, 2004 to Dec 17, 2004 · Denver, Co
- S••••••••• A•••••• A•••••••• I••• to M•• A•••••••• L••left Jan 11, 2011, registered Apr 23, 2026 (5581 days) · Other
- C••••• C••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Nov 21, 2005, registered Dec 9, 2005 (18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address