RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• G•••••••
- C•••••• P••••••• A••••••••• I••••••••• state registered currentsince Jan 1, 2026 · Marlton, Nj
- F•• S••••••••• C••••••••• formerOct 18, 2010 to May 9, 2018 · Medford, Nj
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerAug 13, 2007 to Jun 30, 2010 · Medford Lakes, Nj
- W••••• S••••• S••••••••• I••• formerMay 18, 2004 to Aug 16, 2007 · Medford Lakes, Nj
- R• C••••••••• G••••• L•• unclassifiedMar 3, 2003 to May 10, 2004 · Cherry Hill, Nj
- E•••••••• A•••••••• L•• national BDJul 2, 2002 to Jan 31, 2003 · Marlton, Nj
- F•• S••••••••• C••••••••• to C•••••• P••••••• A••••••••• I•••••••••left May 9, 2018, registered Jan 1, 2026 (2794 days) · Affiliated broker-dealer or bank to a state-registered adviser
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to F•• S••••••••• C•••••••••left Jun 30, 2010, registered Oct 18, 2010 (110 days) · Other
- W••••• S••••• S••••••••• I••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Aug 16, 2007, registered Aug 13, 2007 (-3 days) · Other
- R• C••••••••• G••••• L•• to W••••• S••••• S••••••••• I•••left May 10, 2004, registered May 18, 2004 (8 days) · Other
- E•••••••• A•••••••• L•• to R• C••••••••• G••••• L••left Jan 31, 2003, registered Mar 3, 2003 (31 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address