RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• S•••••• R•••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Feb 21, 2008 · Pensacola, Fl
- C••••• I••••••••• S••••••• L•• formerNov 13, 2006 to Mar 10, 2008 · Cantonment, Fl
- C••••• A•••••• N••••••• L•• formerJun 21, 2006 to Nov 7, 2006 · Pensacola, Fl
- M••••• K••••• • C••••••• L•• formerOct 7, 2004 to May 18, 2006 · Pensacola, Fl
- C••••• I••••••••• S••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 10, 2008, registered Feb 21, 2008 (-18 days) · Other
- C••••• A•••••• N••••••• L•• to C••••• I••••••••• S••••••• L••left Nov 7, 2006, registered Nov 13, 2006 (6 days) · Other
- M••••• K••••• • C••••••• L•• to C••••• A•••••• N••••••• L••left May 18, 2006, registered Jun 21, 2006 (34 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address