RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• S•••• H•••••
- H••••• W••••• independent RIA currentsince Sep 5, 2013 · Charlotte, Nc
- G••••• F•••••••• P•••••• C••••••• I••• formerFeb 2, 2012 to Jan 25, 2018 · Charlotte, Nc
- K•••• M••••••••• formerAug 6, 2008 to Mar 23, 2012 · Ponte Vedra Beach, Fl
- G••••• F•••••••• P•••••• C••••••• I••• to H••••• W•••••left Jan 25, 2018, registered Sep 5, 2013 (-1603 days) · Other
- K•••• M••••••••• to G••••• F•••••••• P•••••• C••••••• I•••left Mar 23, 2012, registered Feb 2, 2012 (-50 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address