RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• S•••••• S••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · Ocracoke, Nc
- N••• F•••••••• G••••• I••• formerDec 31, 2015 to Jul 10, 2025 · Newport News, Va
- A•• A•••••••• I••• unclassifiedSep 15, 2014 to Dec 31, 2015 · Virginia Beach, Va
- 4••• P••••• L•• unclassifiedOct 2, 2008 to Sep 14, 2011 · Chesapeake, Va
- N••• F•••••••• G••••• I••• formerSep 30, 2002 to Sep 4, 2014 · Virginia Beach, Va
- N••• F•••••••• G••••• I••• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- A•• A•••••••• I••• to N••• F•••••••• G••••• I•••left Dec 31, 2015, registered Dec 31, 2015 (0 days) · Other
- N••• F•••••••• G••••• I••• to 4••• P••••• L••left Sep 4, 2014, registered Oct 2, 2008 (-2163 days) · Other
- 4••• P••••• L•• to A•• A•••••••• I•••left Sep 14, 2011, registered Sep 15, 2014 (1097 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address