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Registered advisor
B•••• K••• G•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
3 y
since Jul 20, 2023
In the industry
24 y
since Jan 18, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• S••••••••• I••• BD affiliated currentsince Jul 20, 2023 · Hampton, Nh
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Mar 11, 2022 · Portsmouth, Nh
- M•• F•••••••• S•••••••• I••• formerJun 19, 2012 to Mar 25, 2017 · Southborough, Ma
- U•• F•••••••• S••••••• I••• wirehouseAug 29, 2008 to Sep 16, 2010 · Portsmouth, Nh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 14, 2006 to Sep 3, 2008 · Portsmouth, Nh
- A••••••••• F•••••••• S•••••••• L•• national BDJan 23, 2002 to Nov 21, 2006 · Portsmouth, Nh
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to C••••••• S••••••••• I•••left Mar 11, 2022, registered Jul 20, 2023 (496 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to M•• F•••••••• S•••••••• I•••left Sep 16, 2010, registered Jun 19, 2012 (642 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Sep 3, 2008, registered Aug 29, 2008 (-5 days) · Wirehouse to wirehouse
- A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 21, 2006, registered Nov 14, 2006 (-7 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- B•••• K••• G••••• left M•• I•••••••• S•••••••• L•• for C••••••• S••••••••• I••• (registered 2023-07-20)Mar 11, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address