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Registered advisor
R••••• L• L•••••••••
Feed of 09/15/2026
Also filed as Rhonda Lynette Lisbon
At current firm
1 y
since Oct 16, 2024
In the industry
20 y
since Oct 31, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Oct 16, 2024 · Berlin, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 30, 2017 to Oct 19, 2024 · New Haven, Ct
- U•• F•••••••• S••••••• I••• wirehouseMay 16, 2008 to Dec 11, 2017 · New Haven, Ct
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 10, 2007 to Jun 5, 2008 · New Haven, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 8, 2005 to Jan 30, 2007 · Fairfield, Ct
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left Oct 19, 2024, registered Oct 16, 2024 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 11, 2017, registered Nov 30, 2017 (-11 days) · Wirehouse to wirehouse · moved with a team
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Jun 5, 2008, registered May 16, 2008 (-20 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Jan 30, 2007, registered Feb 10, 2007 (11 days) · Other
Signals
- R••••• L• L••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R•••••• J•••• • A••••••••• I••• (registered 2024-10-16)Oct 19, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address