DFX Intelligence
RIA Intelligence
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Registered advisor
B•••• M• A•••••••
Feed of 09/14/2026
At current firm
18 y
since Apr 29, 2008
In the industry
24 y
since Apr 9, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Apr 29, 2008 · La Place, La
- V•• A••••••• S••••••• formerJul 14, 2004 to Dec 31, 2005 · Metairie, La
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 9, 2002 to Aug 22, 2003 · Metairie, La
Moves
a registration end followed by a registration begin elsewhere
- V•• A••••••• S••••••• to L•• F•••••••• L••left Dec 31, 2005, registered Apr 29, 2008 (850 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V•• A••••••• S•••••••left Aug 22, 2003, registered Jul 14, 2004 (327 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address