RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••• J••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Aug 17, 2026 · East Hills, Ny
- F•••••••• • I••••••••• M••••••••• S•••••••• L•• unclassifiedMar 3, 2022 to Dec 31, 2025 · Floral Park, Ny
- G•••••••• F••••••••• I•• unclassifiedMay 19, 2005 to Mar 21, 2006 · Westbury, Ny
- F•••••••• • I••••••••• M••••••••• S•••••••• L•• to M•• I•••••••• S•••••••• L••left Dec 31, 2025, registered Aug 17, 2026 (229 days) · Other
- G•••••••• F••••••••• I•• to F•••••••• • I••••••••• M••••••••• S•••••••• L••left Mar 21, 2006, registered Mar 3, 2022 (5826 days) · Other
- N••••• J•••• left F•••••••• • I••••••••• M••••••••• S•••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2026-08-17)Dec 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address