RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R•••••• M•••••
- S••••••• F•••••••• G••••• L•• independent RIA currentsince Aug 5, 2016 · Vestavia Hills, Al
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 10, 2014 to Jul 15, 2016 · Vestavia Hills, Al
- A••••••• A••••••• S••••••• formerDec 7, 2009 to Dec 6, 2012 · Homewood, Al
- C•••••••• F•••••••• G•••• A••••••• formerFeb 21, 2007 to Dec 31, 2007 · Birmingham, Al
- C•••••••• I••••••••• R••••••• A•••••••• I••• to S••••••• F•••••••• G••••• L••left Jul 15, 2016, registered Aug 5, 2016 (21 days) · Other · moved with a team
- A••••••• A••••••• S••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 6, 2012, registered Nov 10, 2014 (704 days) · Other
- C•••••••• F•••••••• G•••• A••••••• to A••••••• A••••••• S•••••••left Dec 31, 2007, registered Dec 7, 2009 (707 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address