RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• C•••• G••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 9, 2025 · Glen Burnie, Md
- A•••••• A••••••• S••••••• formerSep 17, 2020 to Sep 8, 2025 · Glen Burnie, Md
- C••••••••• H••• • A••••••••• I•• formerAug 21, 2015 to Jun 30, 2020 · Gaithersburg, Md
- A•• G•••• state registeredAug 8, 2012 to Sep 19, 2014 · Chevy Chase, Md
- A•• A•••• M••••••••• S•••••••• I••• formerAug 22, 2007 to Jun 18, 2012 · Gaithersburg, Md
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 8, 2025, registered Sep 9, 2025 (1 days) · corporate re-registration, not a move
- C••••••••• H••• • A••••••••• I•• to A•••••• A••••••• S•••••••left Jun 30, 2020, registered Sep 17, 2020 (79 days) · RIA to affiliated broker-dealer or bank
- A•• G•••• to C••••••••• H••• • A••••••••• I••left Sep 19, 2014, registered Aug 21, 2015 (336 days) · Other
- A•• A•••• M••••••••• S•••••••• I••• to A•• G••••left Jun 18, 2012, registered Aug 8, 2012 (51 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address