RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J•••• H••••••
- Q••••• W••••• M••••••••• L•• independent RIA currentsince Jul 3, 2018 · Moorestown, Nj
- S••••• F•••••••• G•••• I•• formerApr 20, 2011 to Jul 3, 2018 · Moorestown, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDJun 28, 2002 to Apr 29, 2004 · Voorhees, Nj
- S••••• F•••••••• G•••• I•• to Q••••• W••••• M••••••••• L••left Jul 3, 2018, registered Jul 3, 2018 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to S••••• F•••••••• G•••• I••left Apr 29, 2004, registered Apr 20, 2011 (2547 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address