RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• J•••• C••••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Dec 9, 2025 · Homewood, Al
- K••••• A••••••• S•••••••• L•• BD affiliatedApr 19, 2016 to Dec 10, 2025 · Birmingham, Al
- N•• A•••••• S•••••••• L•• formerDec 15, 2014 to Sep 22, 2016 · Birmingham, Al
- F•••••••• T••••••• I••• formerSep 24, 2010 to Nov 4, 2014 · San Rafael, Ca
- N•• A•••••••• I••• unclassifiedJan 2, 2009 to Sep 27, 2010 · Birmingham, Al
- C•••••••• F•••••••• G•••• A••••••• formerJan 7, 2004 to Dec 31, 2008 · Birmingham, Al
- K••••• A••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••left Dec 10, 2025, registered Dec 9, 2025 (-1 days) · Affiliated broker-dealer or bank to another
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 22, 2016, registered Apr 19, 2016 (-156 days) · corporate re-registration, not a move
- F•••••••• T••••••• I••• to N•• A•••••• S•••••••• L••left Nov 4, 2014, registered Dec 15, 2014 (41 days) · Other
- N•• A•••••••• I••• to F•••••••• T••••••• I•••left Sep 27, 2010, registered Sep 24, 2010 (-3 days) · Other
- C•••••••• F•••••••• G•••• A••••••• to N•• A•••••••• I•••left Dec 31, 2008, registered Jan 2, 2009 (2 days) · Other
- A•••• J•••• C•••••••• left K••••• A••••••• S•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2025-12-09)Dec 10, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address